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Ayad Kais Alhadi

Apollo Global Securities, LLC

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About Ayad Kais Alhadi

Ayad Kais Alhadi is a financial professional with over 25 years of experience in the financial industry. Ayad is currently registered with Apollo Global Securities, LLC, and holds a Series 7, 24, 3, 63, and SIE licenses. Ayad previously worked at PROFOR Securities, LLC, EIM Securities (USA) INC., H.C. Wainwright & Co., INC., Paine Webber Incorporated, and Kidder, Peabody & Co. Incorporated. Ayad is licensed in Connecticut, New York, and Virginia.

Firm Information

Ayad Alhadi is currently registered with Apollo Global Securities, LLC. Apollo Global Securities, LLC is a Limited Liability Company formed in 2010. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

136

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ayad Alhadi’s Registration & Firm History

NY

04/01/2011 - Present

Apollo Global Securities, LLC (NEW YORK NY)

NY

01/09/2007 - 11/10/2010

PROFOR SECURITIES, LLC (RYE BROOK NY)

NY

10/08/1997 - 09/28/2006

EIM SECURITIES (USA) INC. (NEW YORK NY)

NY

02/16/1995 - 02/13/1996

H.C. WAINWRIGHT & CO., INC. (NEW YORK NY)

NJ

01/28/1995 - 02/24/1995

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

09/07/1994 - 01/28/1995

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/16/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/20/2003

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/09/1996

Series 3 - National Commodity Futures Examination

BC

Issued 09/06/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Ayad Kais Alhadi. Review regulatory record here.
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