Unclaimed
Aya Tsujii is a securities professional with a background in the financial services industry. Aya is currently registered with Smbc Nikko Securities America, Inc. and has been active in the industry since 2020. Previously, Aya worked for RBC Capital Markets, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/19/2021 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
01/31/2020 - 08/18/2021
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
BC
Issued 03/03/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/2020
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2020
Series 7TO - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
Not sure Aya Tsujii is the right advisor for you? Invested Better is here to help.