Invested Better
Unclaimed

Unclaimed

Unclaimed

Aya Tsujii

Smbc Nikko Securities America, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Aya? Claim Your Profile

About Aya Tsujii

Aya Tsujii is a securities professional with a background in the financial services industry. Aya is currently registered with Smbc Nikko Securities America, Inc. and has been active in the industry since 2020. Previously, Aya worked for RBC Capital Markets, LLC.

Firm Information

Aya Tsujii is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Aya Tsujii’s Registration & Firm History

NY

10/19/2021 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

01/31/2020 - 08/18/2021

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

Not sure if Aya Tsujii is right for you?

Licenses & Designations

BC

Issued 03/03/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/31/2020

SIE - Securities Industry Essentials Examination

BC

Issued 01/30/2020

Series 7TO - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Aya Tsujii.
Not sure if Aya Tsujii is right for you?