Unclaimed
Aya Stark Hamilton is a financial professional with over 28 years of experience in the securities industry. Aya is currently registered with Goldman Sachs & Co. LLC and has held previous positions with CITIGROUP GLOBAL MARKETS INC. and CITICORP INVESTMENT SERVICES. Aya specializes in portfolio management for individuals, businesses and pooled investment vehicles. Aya holds several licenses and designations including Series 3, 7, 9, 10, 24, 57TO, 63 and 65. Aya is also registered to conduct business in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Execution charges, custody, management fee
1
2
WA
08/07/2008 - Present
Goldman Sachs & Co. LLC (SEATTLE WA)
WA
05/29/2007 - 08/06/2008
CITIGROUP GLOBAL MARKETS INC. (SEATTLE WA)
WA
11/22/1994 - 05/29/2007
CITICORP INVESTMENT SERVICES (SEATTLE WA)
IA
Issued 02/21/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/19/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/03/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/30/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2009
Series 3 - National Commodity Futures Examination
BC
Issued 11/21/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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