Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Awbrey? Claim Your ProfileAwbrey Swanson is a financial advisor with over 9 years of experience in the industry. Awbrey currently works with Raymond James Financial Services Advisors, Inc. based in Bend, OR and is also registered with the state of Texas. Previously, Awbrey worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Ameriprise Financial Services, Inc. Awbrey holds the Series 66, Series 7 and SIE licenses and is a Certified Financial Planner. Awbrey Swanson provides financial planning, portfolio management for individuals and businesses, and pension consulting. Awbrey is registered to provide investment advisory services in 24 states and has a strong focus on providing clients with the best possible financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
OR
10/15/2020 - Present
Raymond James Financial Services Advisors, Inc. (Bend OR)
OR
11/26/2018 - 10/19/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BEND OR)
OR
02/10/2015 - 11/08/2018
AMERIPRISE FINANCIAL SERVICES, INC. (BEND OR)
BOTH
Issued 03/30/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Awbrey Swanson is the right advisor for you? Invested Better is here to help.
