Unclaimed
Awa Coumba Njie is a registered representative with PFS Investments Inc. and has been in the financial services industry since May 20, 2011. Awa is licensed to provide securities and investment advisory services in Alabama, Alaska, Arizona, California, Colorado, Delaware, Florida, Georgia, Illinois, Iowa, Kentucky, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Nevada, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Rhode Island, Texas, Washington and Wisconsin. Prior to joining PFS Investments Inc., Awa worked at Nationwide Securities, LLC, 1717 Capital Management Company, Fidelity Brokerage Services LLC, Citizens Financial Services Inc., Financial Network Investment Corporation, Ladenburg, Thalmann & Co., Inc., and Rickel & Associates, Inc. Awa is a highly experienced financial advisor with a strong track record of success. Awa is committed to providing her clients with personalized financial advice and investment strategies to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
DE
02/17/2022 - Present
PFS Investments Inc. (WILMINGTON DE)
DE
05/01/2006 - 10/28/2009
NATIONWIDE SECURITIES, LLC (NEWARK DE)
DE
03/08/2007 - 08/01/2008
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
RI
01/29/2001 - 12/20/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
07/21/2000 - 01/12/2001
CITIZENS FINANCIAL SERVICES INC. (JOHNSTON RI)
CA
10/19/1998 - 04/27/2000
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NY
09/15/1997 - 01/30/1998
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NY
08/07/1997 - 09/12/1997
RICKEL & ASSOCIATES, INC. (NEW YORK NY)
IA
Issued 11/09/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/22/2019
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 06/11/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/12/2020
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/24/2007
Series 24 - General Securities Principal Examination
BC
Issued 04/05/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/08/2019
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2006
Series 7 - General Securities Representative Examination
BC
Issued 04/29/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/22/1997
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
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