Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Avrum? Claim Your ProfileAvrum Michael Spiegel is a financial advisor who has been in the industry since 1998. Avrum is currently registered with Mizuho Securities USA LLC and is licensed in all 50 states. Avrum has held previous positions with Citigroup Global Markets Inc. and Citicorp Securities, Inc. Avrum holds licenses for Series 7, Series 24, Series 63, Series 79TO, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
12/01/2015 - Present
Mizuho Securities USA LLC (SAN FRANCISCO CA)
CA
12/18/1998 - 04/13/2015
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
NY
06/27/1997 - 12/18/1998
CITICORP SECURITIES, INC. (NEW YORK NY)
BC
Issued 09/29/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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