Unclaimed
Avril Habetz is a registered representative with Northwestern Mutual Investment Services, LLC. Avril has been in the financial services industry since 2008 and is currently licensed in 51 states. Avril is a Series 6, 7, 24, 63, and 99TO licensed professional and can assist with investment management, investment research, and referrals to other advisors. Avril is also able to provide referral fees.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
LA
06/09/2008 - Present
Northwestern Mutual Investment Services, LLC (METAIRIE LA)
BC
Issued 08/16/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/2019
Series 24 - General Securities Principal Examination
BC
Issued 06/01/2023
Series 99TO - Operations Professional Examination
BC
Issued 07/02/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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