Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Avram? Claim Your ProfileAvram Field is a financial advisor with Raymond James & Associates, Inc. located in Los Angeles, CA. Avram has over 15 years of experience in the financial services industry and has a wide range of experience in helping individuals and families achieve their financial goals. Avram is a Series 7 and 63 licensed representative and holds the Series 52, 53 and 79 licenses as well. Prior to joining Raymond James & Associates, Inc., Avram was a financial advisor at CITIGROUP GLOBAL MARKETS INC. and PIPER JAFFRAY & CO..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/12/2024 - Present
Raymond James & Associates, Inc. (Los Angeles CA)
NY
09/27/2011 - 03/06/2024
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
06/17/2009 - 08/23/2011
PIPER JAFFRAY & CO. (NEW YORK NY)
CA
08/06/2008 - 04/01/2009
BANC OF AMERICA SECURITIES LLC (LOS ANGELES CA)
BC
Issued 08/18/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2020
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/05/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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