Unclaimed
Avraham Alter is a financial advisor who has been in the industry since August 30, 2012. Currently, Avraham is registered with Wells Fargo Securities, LLC and is licensed to provide brokerage services in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. Prior to joining Wells Fargo Securities, LLC, Avraham worked at CREDIT SUISSE SECURITIES (USA) LLC. Avraham has passed the Series 63, SIE and Series 79 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/01/2021 - Present
Wells Fargo Securities, LLC (New York NY)
NY
08/31/2012 - 10/06/2021
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 11/22/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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