Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Avni? Claim Your ProfileAvni Vora Gandhi is a financial advisor with Ares Management Capital Markets LLC based in Century City, CA. Avni has over 15 years of experience in the financial services industry and holds licenses for Series 3, 7, and 63 exams. Avni has previously held positions at Legg Mason Investor Services, LLC, Goldman, Sachs & Co., J.P. Morgan Institutional Investments Inc. and JPMorgan Distribution Services, Inc. Avni’s experience with multiple firms provides her with a broad perspective on the industry and a range of investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
03/20/2020 - Present
Ares Management Capital Markets LLC (LOS ANGELES CA)
CA
01/24/2017 - 03/11/2020
LEGG MASON INVESTOR SERVICES, LLC (PASADENA CA)
NY
01/07/2013 - 12/19/2016
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
01/03/2011 - 06/11/2012
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
CA
05/16/2006 - 01/03/2011
JPMORGAN DISTRIBUTION SERVICES, INC. (SAN FRANCISCO CA)
BC
Issued 12/11/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/2013
Series 3 - National Commodity Futures Examination
BC
Issued 05/15/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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