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Avik H Mittal

Voya Investments Distributor, LLC

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About Avik H Mittal

Avik Mittal is a financial advisor with Voya Investments Distributor, LLC. Avik has been in the industry since 2012. Avik has Series 3, 7, 63, and SIE licenses. Avik is currently registered in Georgia and New Jersey. Avik has previously worked at Goldman Sachs & Co. LLC, and BlackRock Investments, LLC.

Firm Information

Avik Mittal is currently registered with Voya Investments Distributor, LLC. Voya Investments Distributor, LLC is a Limited Liability Company formed in October 2002. The firm is registered with the Securities and Exchange Commission (SEC) and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Avik Mittal’s Registration & Firm History

GA

04/06/2022 - Present

Voya Investments Distributor, LLC (Atlanta GA)

NY

09/15/2020 - 11/18/2021

BLACKROCK INVESTMENTS, LLC (NEW YORK NY)

NY

11/29/2017 - 06/19/2019

GOLDMAN SACHS & CO. LLC (NEW YORK NY)

NY

12/03/2015 - 05/11/2017

GOLDMAN, SACHS & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/08/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/03/2015

Series 7 - General Securities Representative Examination

BC

Issued 06/18/2012

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Avik H Mittal.
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