Unclaimed
Avik Mittal is a financial advisor with Voya Investments Distributor, LLC. Avik has been in the industry since 2012. Avik has Series 3, 7, 63, and SIE licenses. Avik is currently registered in Georgia and New Jersey. Avik has previously worked at Goldman Sachs & Co. LLC, and BlackRock Investments, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
04/06/2022 - Present
Voya Investments Distributor, LLC (Atlanta GA)
NY
09/15/2020 - 11/18/2021
BLACKROCK INVESTMENTS, LLC (NEW YORK NY)
NY
11/29/2017 - 06/19/2019
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
NY
12/03/2015 - 05/11/2017
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 12/08/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2015
Series 7 - General Securities Representative Examination
BC
Issued 06/18/2012
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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