Unclaimed
Avien Devon De santos is a financial professional with over 10 years of experience in the financial services industry. Avien is currently registered with Fidelity Brokerage Services LLC and previously held a position with NATIONAL FINANCIAL SERVICES LLC. Avien has passed the Series 63, Series 7 and SIE exams. Avien holds a Series 63 license and is active in the Broker-Dealer space.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
12/19/2023 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
TX
09/22/2015 - 11/16/2023
NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)
TX
06/28/2013 - 07/17/2015
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BC
Issued 07/05/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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