Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Avi? Claim Your ProfileAvi T. Suriel is a financial professional with over 20 years of experience in the industry. Avi is currently registered with GT Securities, Inc. and has been in this role since May 2020. Prior to that, Avi held positions at several firms, including KCM Securities, LLC, Ascendiant Capital Markets, LLC, Hunter Wise Securities, LLC, Pacific Pearl Group, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Smith Barney Inc. and Morgan Stanley & Co., Incorporated. Avi holds several licenses, including Series 63, Series 65, Series 66, Series 24, SIE, Series 79, Series 7, and Series 31. Avi is registered in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
05/14/2020 - Present
GT Securities, Inc. (LOS ANGELES CA)
CA
02/28/2018 - 05/15/2020
KCM SECURITIES, LLC (Irvine CA)
FL
02/10/2015 - 02/16/2018
ASCENDIANT CAPITAL MARKETS, LLC (JUPITER FL)
CA
04/19/2012 - 02/09/2015
HUNTER WISE SECURITIES, LLC (IRVINE CA)
CA
01/01/2011 - 04/18/2012
PACIFIC PEARL GROUP (PASADENA CA)
NY
01/23/2002 - 06/30/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
10/16/1993 - 03/12/1996
SMITH BARNEY INC. (NEW YORK NY)
NY
07/21/1992 - 09/13/1993
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 01/03/2011
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/02/2002
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 02/26/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/22/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/30/2010
Series 7 - General Securities Representative Examination
BC
Issued 06/13/2002
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
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