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Avi Stein

Keefe, Bruyette & Woods, Inc.

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About Avi Stein

Avi Stein is a financial professional currently registered with Keefe, Bruyette & Woods, Inc.. Avi has a Series 99TO and a SIE exam. Avi has been in the industry since October 15, 2023.

Firm Information

Avi Stein is currently registered with Keefe, Bruyette & Woods, Inc.. Keefe, Bruyette & Woods, Inc. is a Corporation, formed in 1962, that is registered in all 50 states and the District of Columbia, plus Puerto Rico. The firm has been approved by the SEC and has been involved in 17 Regulatory Events and 1 Bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Avi Stein’s Registration & Firm History

NY

10/17/2023 - Present

Keefe, Bruyette & Woods, Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/16/2023

Series 99TO - Operations Professional Examination

BC

Issued 05/12/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Avi Stein.
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