Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Avi? Claim Your ProfileAvi J. Barak is a financial professional with over 20 years of experience in the industry. Avi is currently a registered representative with Piper Sandler & Co. located in New York, NY. Prior to joining Piper Sandler & Co., Avi worked at Sandler, O'Neill & Partners, L.P. and Prudential Securities Incorporated. Avi has a broad range of experience in the financial services industry, including investment banking, research, and securities trading. Avi holds several licenses and certifications, including Series 7, 24, 63, 79, 86, and 87. Avi is a dedicated financial professional who is committed to providing clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/03/2020 - Present
Piper Sandler & Co. (NEW YORK NY)
NY
04/24/2003 - 01/03/2020
SANDLER, O'NEILL & PARTNERS, L.P. (NEW YORK NY)
NY
12/06/2002 - 04/11/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 12/19/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 02/07/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/16/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/05/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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