Unclaimed
Avery Bennett Smith is a registered representative with Houlihan Lokey Capital, Inc. located in Los Angeles, California. Avery has been in the securities industry since November 16, 2022. Avery holds the Series 63, Series 79TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/26/2023 - Present
Houlihan Lokey Capital, Inc. (LOS ANGELES CA)
CA
10/24/2022 - 09/01/2023
SAGE PARTNERS SECURITIES, LLC (LOS ANGELES CA)
BC
Issued 11/21/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/24/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/19/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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