Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Avantika? Claim Your ProfileAvantika Joshi is a registered representative with Mizuho Securities USA LLC, a broker-dealer registered with FINRA and the Securities and Exchange Commission. Avantika holds the Series 63, Series 86, Series 87, Series 7TO, and SIE licenses. Prior to joining Mizuho Securities USA LLC, Avantika worked at Berenberg Capital Markets LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/29/2022 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
10/05/2020 - 06/10/2022
BERENBERG CAPITAL MARKETS LLC (NEW YORK NY)
BC
Issued 04/02/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/17/2021
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 11/13/2020
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/05/2020
Series 7TO - General Securities Representative Examination
BC
Issued 08/31/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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