Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ava? Claim Your ProfileAva Gordon is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Ava has been in the industry since 2010 and is registered to provide investment advice in Arizona, Florida, Illinois, Indiana, Iowa, Kentucky, Michigan, Minnesota, Missouri, Nevada, Texas, Virginia, and Wisconsin. Ava is a Series 7, Series 63, and Series 65 licensed advisor. Ava has experience working with a variety of clients, including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Ava also owns and operates a baking business in Chicago, IL.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
03/18/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHICAGO IL)
IL
09/21/2022 - 02/17/2024
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
IL
11/29/2021 - 08/26/2022
ROBINHOOD FINANCIAL, LLC (Chicago IL)
IL
05/25/2021 - 11/19/2021
NYLIFE SECURITIES LLC (CHICAGO IL)
IL
02/20/2015 - 12/31/2020
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
IL
10/01/2012 - 02/06/2015
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
IL
03/19/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
03/26/2010 - 02/06/2012
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
FL
09/03/2009 - 03/15/2010
AXA ADVISORS, LLC (ORLANDO FL)
IA
Issued 11/04/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/19/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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