Unclaimed
Ava Claire Gaines is a registered investment advisor representative with Lazard Asset Management LLC, located in New York, NY. Ava Claire Gaines is also registered in Texas as an investment advisor representative. Ava Claire Gaines has been in the industry since 2020. Ava Claire Gaines is licensed to provide investment advisory services to individuals, businesses, pooled investment vehicles, and investment companies. Ava Claire Gaines is registered in 52 states and the District of Columbia. Ava Claire Gaines has been employed with Equitable Advisors, LLC and Lazard Asset Management LLC. Ava Claire Gaines holds Series 66, 7TO, 31, and SIE licenses. Ava Claire Gaines's previous firm was Equitable Advisors, LLC. Ava Claire Gaines's prior experience includes working for a variety of organizations including Love Lane Kitchen, Seaport Real Estate Group, S&P Oyster, Dan's Papers, Anna Throne-Holst for Congress, First and South, Connecticut College, and Tennis Lessons.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
04/22/2022 - Present
Lazard Asset Management LLC (NEW YORK NY)
NY
10/26/2020 - 03/21/2022
EQUITABLE ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 09/04/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/23/2022
Series 31 - Futures Managed Funds Examination
BC
Issued 10/26/2020
Series 7TO - General Securities Representative Examination
BC
Issued 05/19/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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