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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Autumn? Claim Your ProfileAutumn Weems is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. She is registered with FINRA and the state of New York and holds the Series 6, 7, 63, and 66 licenses, as well as the SIE exam. Autumn has been in the financial industry for almost 10 years, working for firms such as J.P. Morgan Securities LLC and Northwestern Mutual Investment Services, LLC. Her previous experience includes roles in the real estate and art industries, giving her a diverse perspective on financial planning and investment. Autumn's dedication to providing comprehensive financial advice has made her a valuable asset to her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
09/01/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WEST NYACK NY)
NY
05/04/2022 - 07/14/2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NEW YORK NY)
NY
10/01/2012 - 09/22/2020
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
CA
09/18/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (WALNUT CREEK CA)
BOTH
Issued 09/30/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/25/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2013
Series 7 - General Securities Representative Examination
BC
Issued 09/17/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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