Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Autumn? Claim Your ProfileAutumn Romine is a financial professional with experience in the industry. Autumn is currently registered with National Financial Services LLC and previously worked with Fidelity Brokerage Services LLC. Autumn has passed the Series 63, Series 7TO, Series 99TO and the SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
08/02/2023 - Present
National Financial Services LLC (WESTLAKE TX)
TX
07/19/2022 - 06/16/2023
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BC
Issued 07/28/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/16/2023
Series 99TO - Operations Professional Examination
BC
Issued 07/19/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/07/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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