Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Autumn? Claim Your ProfileAutumn Lafayette is a financial advisor in Springfield, MA. Autumn has been in the industry since 1999. She is currently registered with MML Distributors, LLC, MML Strategic Distributors, LLC and MML Investors Services, LLC. Autumn is a Series 7 and 63 licensed professional and has passed the General Securities Principal Examination (Series 24). She is also licensed as an Investment Advisor Representative (Series 65).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
03/12/2021 - Present
MML Distributors, LLC (SPRINGFIELD MA)
NC
09/04/2001 - 09/10/2002
BABSON SECURITIES CORPORATION (CHARLOTTE NC)
MA
11/08/1999 - 08/24/2001
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
MN
11/17/1998 - 07/21/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/17/1998 - 07/21/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 09/15/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/25/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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