Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Austin? Claim Your ProfileAustin Verity is a financial advisor with Oppenheimer & Co. Inc., a firm with a history of providing financial advice since 1904. Austin specializes in investment management for individuals, businesses, and pooled investment vehicles. Austin has been in the securities industry since 1991 and has a proven track record of success in helping clients achieve their financial goals. Austin holds a variety of licenses and certifications, including Series 7, Series 31, Series 63, Series 65 and SIE. Austin is also a registered investment advisor in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
VA
01/06/2016 - Present
Oppenheimer & Co. Inc. (VIENNA VA)
NY
05/31/2000 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NJ
12/04/1991 - 06/09/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 10/30/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/27/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 11/22/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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