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Austin Wayne Booker

Fortune Financial Services, Inc.

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About Austin Wayne Booker

Austin Booker is a financial professional with over 15 years of experience in the industry. Austin is currently registered with Fortune Financial Services, Inc. and has a Series 6 and Series 63 license. Austin previously held positions with LPL Financial LLC, Woodbury Financial Services, Inc., MetLife Securities Inc. and Metropolitan Life Insurance Company. Austin has a Series 63 license and is registered in New York, North Carolina and South Carolina.

Firm Information

Austin Booker is currently registered with Fortune Financial Services, Inc.. Fortune Financial Services, Inc. is a Corporation formed on October 21, 1996, and is registered to conduct business in all 50 states, the District of Columbia, and the Virgin Islands. The firm has one approved SEC registration and 52 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

74

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Austin Booker’s Registration & Firm History

NC

05/03/2019 - Present

Fortune Financial Services, Inc. (Charlotte NC)

NC

06/24/2016 - 05/14/2019

LPL FINANCIAL LLC (CHARLOTTE NC)

NC

04/06/2011 - 07/01/2016

WOODBURY FINANCIAL SERVICES, INC. (CHARLOTTE NC)

FL

08/01/2005 - 04/18/2011

METLIFE SECURITIES INC. (FORT LAUDERDALE FL)

NC

08/01/2005 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 02/03/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/29/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Austin Wayne Booker. Review regulatory record here.
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