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Austin Warriner King

Cambridge Investment Research, Inc.

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About Austin Warriner King

Austin Warriner King is a financial advisor registered with Cambridge Investment Research, Inc. based in Richmond, Virginia. Austin's professional experience includes experience in investment company products and variable contracts, having passed the Series 6TO and SIE exams.

Firm Information

Austin King is currently registered with Cambridge Investment Research, Inc.. Cambridge Investment Research, Inc. is a corporation formed in October 1995. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

658

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Austin King’s Registration & Firm History

VA

08/05/2024 - Present

Cambridge Investment Research, Inc. (RICHMOND VA)

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Licenses & Designations

BC

Issued 08/05/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 09/26/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Austin Warriner King.
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