Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Austin? Claim Your ProfileAustin Voorhees Koenen is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Austin has been in the financial services industry for over 17 years. Austin is registered with the state of Georgia as an Investment Advisor Representative and is a Series 7 and 63 licensed professional. Prior to joining Merrill Lynch, Austin was a financial advisor at J.P. MORGAN SECURITIES LLC and Lehman Brothers Inc. Austin also has experience working with Morgan Stanley & Co., Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
12/05/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHARLOTTE NC)
GA
07/30/2013 - 08/21/2018
J.P. MORGAN SECURITIES LLC (ATLANTA GA)
NA
05/03/2005 - 11/04/2008
LEHMAN BROTHERS INC. (HONG KONG )
NY
08/27/2001 - 05/02/2003
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
06/09/1999 - 08/06/2001
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
IA
Issued 01/11/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/20/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Austin Koenen is the right advisor for you? Invested Better is here to help.
