Unclaimed
Austin Van ry is a registered representative with Piper Sandler & Co., a leading investment bank and financial services firm, with over 20 years in the industry. Austin has a strong background in investment banking. Austin holds FINRA Series 63, 79TO and SIE licenses. Austin is based in Richmond, VA and has been registered with the firm since 5/4/2022. Prior to joining Piper Sandler & Co., Austin was employed by WELLS FARGO SECURITIES, LLC in Houston, TX. Austin can provide investment banking advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VA
05/04/2022 - Present
Piper Sandler & Co. (Richmond VA)
TX
09/09/2019 - 04/25/2022
WELLS FARGO SECURITIES, LLC (HOUSTON TX)
BC
Issued 08/23/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/09/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/16/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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