Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Austin? Claim Your ProfileAustin Goody is a financial professional with over two years of experience in the financial services industry. Austin is currently registered with Fidelity Brokerage Services LLC, which is a broker-dealer registered with the Securities and Exchange Commission (SEC) under SEC Number 23292. Austin is licensed in all 50 states and holds the Series 6, 7TO, and 63 securities licenses, as well as the SIE designation. Austin's previous experience includes working as a financial advisor with Wells Fargo Clearing Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
12/20/2022 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
FL
03/25/2022 - 09/12/2022
WELLS FARGO CLEARING SERVICES, LLC (ORLANDO FL)
FL
08/01/2018 - 09/15/2020
WELLS FARGO CLEARING SERVICES, LLC (ORLANDO FL)
BC
Issued 09/14/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/25/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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