Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Austin? Claim Your ProfileAustin Taylor Rose is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. in GREENVILLE, SC. Austin has been in the financial services industry since April 10, 2018. Austin is registered as an Investment Advisor Representative in South Carolina and Texas and is a licensed Broker in Alaska, Arizona, California, Colorado, Florida, Georgia, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, Texas, Vermont and Virginia. Austin is Series 66, Series 7, and SIE licensed. Austin has a strong background in providing financial advice and investment management services. Austin is committed to providing his clients with personalized financial advice and investment strategies that meet their unique needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
07/12/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GREENVILLE SC)
BOTH
Issued 05/08/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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