Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Austin? Claim Your ProfileAustin Swaim is a registered representative with Wells Fargo Securities, LLC and has been in the industry for over 2 years. Austin holds the Series 63, Series 79TO and SIE licenses. Austin is registered with the state of North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
08/05/2021 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
BC
Issued 09/01/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/07/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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