Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Austin? Claim Your ProfileAustin Smith is an investment advisor representative registered with Guggenheim Investments in CHICAGO, IL. Austin has been in the securities industry since November 1, 2017, and is licensed in Florida, Georgia, Illinois, Nevada, and Puerto Rico. Prior to joining Guggenheim Investments, Austin worked for J.P. Morgan Securities LLC in Chicago, Illinois. Austin holds the Series 7, Series 66, and SIE exams. Guggenheim Investments, a leading global investment firm, offers a wide range of investment solutions to institutional and individual clients, including portfolio management for investment companies and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NY
05/16/2018 - Present
Guggenheim Investments (NEW YORK NY)
IL
11/02/2017 - 05/15/2018
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
BOTH
Issued 11/28/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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