Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Austin? Claim Your ProfileAustin Simon is a registered representative with LPL Enterprise, LLC. Austin is a securities professional licensed in New York and Pennsylvania. Austin holds the Series 66, Series 7TO and SIE licenses. In addition to working with LPL Enterprise, LLC, Austin also works as a server at a local restaurant. Austin's current role at LPL Enterprise, LLC is focused on financial planning, consulting, and portfolio management services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
11/14/2024 - Present
LPL Enterprise, LLC (SYRACUSE NY)
BOTH
Issued 06/08/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/01/2024
Series 7TO - General Securities Representative Examination
BC
Issued 04/01/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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