Unclaimed
Austin Simmons is a financial professional registered with Wells Fargo Securities, LLC. Austin has been working in the securities industry since August 1, 2024. Austin is registered to offer securities products and services in 53 states and the District of Columbia. Austin holds a Series 63, Series 79TO and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
08/02/2024 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
BC
Issued 07/20/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/02/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/01/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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