Unclaimed
Austin Robert Schneider is a financial advisor with Northwestern Mutual Investment Services, LLC. Austin has been in the industry since February 5, 2017. Austin is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 6, 7 and 63 licenses. Austin also has a Series SIE exam. Austin is registered to sell securities in 19 states, including Indiana, Illinois, Michigan, Minnesota, New York and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IN
02/06/2017 - Present
Northwestern Mutual Investment Services, LLC (MISHAWAKA IN)
BC
Issued 02/16/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/2018
Series 7 - General Securities Representative Examination
BC
Issued 02/06/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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