Unclaimed
Austin Milliken is a registered representative of Stonehaven, LLC, a firm with offices in New York, NY. Austin is a veteran of the financial industry with over 20 years of experience. He is a licensed Series 7, Series 63, and Series 65 investment advisor and has experience in a number of product areas including equities, options, and fixed income. Austin is committed to helping his clients achieve their financial goals through personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/14/2021 - Present
Stonehaven, LLC (NEW YORK NY)
NY
04/22/2021 - 06/03/2021
PICKWICK CAPITAL PARTNERS, LLC (WHITE PLAINS NY)
NY
12/22/2020 - 04/13/2021
CALAMAR FINANCIAL GROUP, LLC (WHEATFIELD NY)
CA
05/13/2005 - 08/01/2007
PARALLAX FUND, L.P. (SAN FRANCISCO CA)
NY
05/30/2003 - 03/12/2004
FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)
NY
01/29/1998 - 03/07/2003
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 01/29/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/29/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/2020
Series 7TO - General Securities Representative Examination
BC
Issued 09/29/2020
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2006
Series 44 - PCX Market Maker Exam
BC
Issued 07/06/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/27/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Austin Milliken is the right advisor for you? Invested Better is here to help.