Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Austin? Claim Your ProfileAustin Robert Mauk is a registered investment advisor with Janney Montgomery Scott LLC. Austin is a licensed and registered investment advisor with expertise in both securities and investment advisory services. They are actively registered in 41 states and specialize in serving high-net-worth individuals, pension and profit sharing plans, corporations or other businesses, charitable organizations, and state or municipal government entities. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. Prior to joining Janney Montgomery Scott LLC, Austin gained experience at Independence Wealth Advisors, LLC and Golden Reserve, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
OH
03/23/2023 - Present
Janney Montgomery Scott LLC (Columbus OH)
BC
Issued 08/26/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/30/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/26/2022
Series 7TO - General Securities Representative Examination
BC
Issued 05/12/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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