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Austin Philip Bergstrom

Charles Schwab & CO., Inc.

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About Austin Philip Bergstrom

Austin Philip Bergstrom is a financial professional with Charles Schwab & CO., Inc. Austin has been in the industry since January 31, 2019, and holds licenses including Series 63, Series 9, Series 10, Series 7TO, and SIE. Austin is registered to provide investment advice in all 50 states and the District of Columbia. Austin is a registered representative of and offers securities through Charles Schwab & Co., Inc., member SIPC. Charles Schwab & Co., Inc. is an independent, publicly traded company and is not affiliated with any other financial institution.

Firm Information

Austin Bergstrom is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Austin Bergstrom’s Registration & Firm History

TX

02/01/2019 - Present

Charles Schwab & CO., Inc. (Westlake TX)

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Licenses & Designations

BC

Issued 02/22/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/27/2020

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/10/2020

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 02/01/2019

Series 7TO - General Securities Representative Examination

BC

Issued 12/03/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Austin Philip Bergstrom.
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