Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Austin? Claim Your ProfileAustin Williams is a financial advisor with over 23 years of experience in the industry. Austin is currently registered with Osaic Wealth, Inc., and has been with the firm since 2010. Austin is also registered with FINRA, and holds Series 6, 7, 63, and SIE licenses, as well as the Series 99TO designation. Previously, Austin worked at various firms including Woodbury Financial Services, Inc., FSC Securities Corporation, and Sagepoint Financial, Inc. Austin provides a range of financial services, including financial planning, portfolio management for individuals and businesses, pension consulting, selection of other advisors, and educational seminars. Austin's goal is to help clients achieve their financial goals through a personalized approach.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
11/17/1999 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
MN
01/16/2018 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
GA
06/02/2008 - 11/03/2023
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
06/02/2008 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
NY
06/02/2008 - 03/03/2009
ADVANTAGE CAPITAL CORPORATION (NEW YORK NY)
AZ
06/02/2008 - 10/29/2008
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
NJ
11/25/1998 - 10/29/1999
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
BC
Issued 01/20/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2010
Series 7 - General Securities Representative Examination
BC
Issued 11/19/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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