Unclaimed
Austin Perlmutter is a registered representative with Stonex Financial Inc., licensed in New York. Austin obtained the Series 7TO, Series 99TO, and SIE licenses and the Series 63 state license. Austin is active in the broker-dealer space and has been in the industry since November 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/07/2022 - Present
Stonex Financial Inc. (NEW YORK NY)
BC
Issued 04/15/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/12/2024
Series 7TO - General Securities Representative Examination
BC
Issued 11/07/2022
Series 99TO - Operations Professional Examination
BC
Issued 08/06/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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