Unclaimed
Austin Patrick Wingett is a financial advisor at Raymond James & Associates, Inc. Austin has been in the industry since 2019 and has been registered with the state of Michigan since that time. Austin holds the Series 7, Series 66, and SIE licenses. Austin is also registered with the state of Arizona, California, Colorado, District of Columbia, Florida, Georgia, Illinois, Maine, Massachusetts, Michigan, New Jersey, New York, Ohio, Oregon, South Carolina, Texas, Vermont, Virginia, and Wisconsin. Austin specializes in providing financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
11/01/2019 - Present
Raymond James & Associates, Inc. (Muskegon MI)
BOTH
Issued 11/01/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/11/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/06/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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