Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Austin? Claim Your ProfileAustin Patrick Stephen is a securities professional with experience in the financial services industry. Austin currently works at Quasar Distributors, LLC. Austin holds a Series 7, Series 63, Series 7TO, and SIE licenses. Austin is registered in 50 states and the District of Columbia. Austin has previously worked at Barclays Capital Inc. and Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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WI
08/28/2024 - Present
Quasar Distributors, LLC (Milwaukee WI)
NY
09/22/2008 - 07/16/2009
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
10/25/2007 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 04/25/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/2024
Series 7TO - General Securities Representative Examination
BC
Issued 03/18/2024
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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