Unclaimed
Austin Miller is a registered representative with Capital Client Group, Inc. Austin Miller is licensed in Indiana and has been in the securities industry since February 2021. Austin Miller has passed the Series 7TO, Series 66 and SIE exams. Austin Miller was previously registered with Edward Jones. Austin Miller has experience in the financial services industry, having previously worked with KeyBank, GNC, Fiat Chrysler Automobiles, Dunhams, Splash House, Steve's Car Wash, Indiana University, Family First Life, Charles Schwab & Co. / Charles Schwab Bank, and ProCourse Fiduciary Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
IN
11/01/2024 - Present
Capital Client Group, Inc. (Kokomo IN)
AZ
11/21/2019 - 06/16/2020
EDWARD JONES (TEMPE AZ)
BOTH
Issued 12/14/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/21/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/29/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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