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Austin Patrick Miller

Capital Client Group, Inc.

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About Austin Patrick Miller

Austin Miller is a registered representative with Capital Client Group, Inc. Austin Miller is licensed in Indiana and has been in the securities industry since February 2021. Austin Miller has passed the Series 7TO, Series 66 and SIE exams. Austin Miller was previously registered with Edward Jones. Austin Miller has experience in the financial services industry, having previously worked with KeyBank, GNC, Fiat Chrysler Automobiles, Dunhams, Splash House, Steve's Car Wash, Indiana University, Family First Life, Charles Schwab & Co. / Charles Schwab Bank, and ProCourse Fiduciary Advisors, LLC.

Firm Information

Austin Miller is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Austin Miller’s Registration & Firm History

IN

11/01/2024 - Present

Capital Client Group, Inc. (Kokomo IN)

AZ

11/21/2019 - 06/16/2020

EDWARD JONES (TEMPE AZ)

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Licenses & Designations

BOTH

Issued 12/14/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/21/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/29/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Austin Patrick Miller.
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