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Austin Parker Flatt

First Kentucky Securities Corp.

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About Austin Parker Flatt

Austin Parker Flatt is a registered representative and investment advisor representative with First Kentucky Securities Corp. Austin has been in the securities industry since July 2019. Austin holds Series 63, Series 65 and Series 7TO licenses. Austin is registered in 27 states. Austin is registered in Kentucky with First Kentucky Securities Corp. and is based in Lexington, KY.

Firm Information

Austin Flatt is currently registered with First Kentucky Securities Corp.. First Kentucky Securities Corp. is a corporation founded in 1977, headquartered in Louisville, KY. They are a registered investment adviser with the SEC and are licensed in 47 states. They offer financial planning, portfolio management for individuals and businesses, security ratings, and selection of other advisers. The firm manages over $678 million in assets for a diverse client base, including individuals, corporations, charitable organizations, and pension plans.
First Kentucky Securities Corp.

4360 BROWNSBORO ROAD

LOUISVILLE, KY 40207

$678.56M

Assets Under Management

Not reported

Total Clients

23

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Commissions for fixed income principal transactions

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Austin Flatt’s Registration & Firm History

KY

01/27/2025 - Present

First Kentucky Securities Corp. (LEXINGTON KY)

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Licenses & Designations

IA

Issued 02/13/2020

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/20/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/24/2019

Series 7TO - General Securities Representative Examination

BC

Issued 04/24/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Austin Parker Flatt.
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