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Austin Parker Allman

Morgan Stanley & Co. LLC

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About Austin Parker Allman

Austin Parker Allman is a financial advisor registered in Utah with Morgan Stanley & Co. LLC. Austin has been in the industry since 2012, with experience at both Fidelity Brokerage Services LLC and Orchard Securities, LLC.

Firm Information

Austin Allman is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Austin Allman’s Registration & Firm History

NY

12/07/2016 - Present

Morgan Stanley & Co. LLC (NEW YORK NY)

UT

10/29/2014 - 11/07/2016

ORCHARD SECURITIES, LLC (LEHI UT)

UT

01/28/2014 - 08/07/2014

SILBER BENNETT FINANCIAL, INC. (SALT LAKE CITY UT)

UT

06/19/2012 - 12/02/2013

ORCHARD SECURITIES, LLC (SALT LAKE CITY UT)

UT

10/07/2011 - 06/14/2012

FIDELITY BROKERAGE SERVICES LLC (AMERICAN FORK UT)

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Licenses & Designations

IA

Issued 06/25/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/16/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/06/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Austin Parker Allman.
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