Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Austin? Claim Your ProfileAustin Nicholas Troth is a financial advisor in Scottsdale, Arizona. Austin has been in the financial services industry for over 7 years. Austin currently works for Voya Investments Distributor, LLC. Austin holds the Series 6, 7, 63, and SIE licenses. Previously, Austin worked for VANGUARD MARKETING CORPORATION. Austin specializes in providing financial advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AZ
02/12/2018 - Present
Voya Investments Distributor, LLC (SCOTTSDALE AZ)
AZ
07/16/2015 - 02/12/2018
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BC
Issued 07/28/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2016
Series 7 - General Securities Representative Examination
BC
Issued 07/16/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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