Unclaimed
Austin Rutherford has been in the financial industry since 2014, beginning their career at Credit Suisse Securities (USA) LLC. Austin is currently registered with UBS Securities LLC and is based in New York, NY. Their career includes experience in Investment Banking, demonstrating their expertise in the field.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/20/2023 - Present
UBS Securities LLC (New York NY)
NY
08/15/2014 - 11/20/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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