Unclaimed
Austin Baker is a financial professional with over 10 years of experience in the industry. Austin is registered with Thrivent Investment Management Inc. and has a Series 65 license. Austin is registered with the states of Ohio, Indiana, Florida, Michigan, Pennsylvania and West Virginia. Austin holds a Bachelor of Arts degree in Business Administration from Mount Vernon Nazarene University and a Master's degree in Business Administration from Ohio University.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
11/02/2020 - Present
Thrivent Investment Management Inc. (Maumee OH)
IA
Issued 10/30/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/09/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/31/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/17/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/28/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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