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Austin Mark Seelye

Charles Schwab & CO., Inc.

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About Austin Mark Seelye

Austin Seelye is a registered representative with Charles Schwab & CO., Inc. Austin Seelye is based in Westlake, Texas, where Austin Seelye works in the branch office of Charles Schwab & CO., Inc. Prior to joining Charles Schwab & CO., Inc., Austin Seelye was previously registered with ROBINHOOD FINANCIAL, LLC. Austin Seelye has been registered with the Securities and Exchange Commission (SEC) since October 18, 2021. Austin Seelye is a member of FINRA. Austin Seelye has passed numerous industry exams, including Series 66, Series 63, Series 10, Series 9, Series 34, Series 3, Series 7TO, and the SIE exam. Austin Seelye is also registered to provide investment advisory services in Texas. Charles Schwab & CO., Inc. offers a wide range of financial products and services, including investment advisory services, brokerage services, and financial planning.

Firm Information

Austin Seelye is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Austin Seelye’s Registration & Firm History

TX

08/28/2024 - Present

Charles Schwab & CO., Inc. (Westlake TX)

TX

10/18/2021 - 07/29/2022

ROBINHOOD FINANCIAL, LLC (Westlake TX)

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Licenses & Designations

BOTH

Issued 08/28/2024

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/02/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/20/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 04/19/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 06/27/2024

Series 34 - Retail Off-Exchange FOREX Examination

BC

Issued 02/16/2023

Series 3 - National Commodity Futures Examination

BC

Issued 10/18/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/30/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Austin Mark Seelye.
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