Unclaimed
Austin Seelye is a registered representative with Charles Schwab & CO., Inc. Austin Seelye is based in Westlake, Texas, where Austin Seelye works in the branch office of Charles Schwab & CO., Inc. Prior to joining Charles Schwab & CO., Inc., Austin Seelye was previously registered with ROBINHOOD FINANCIAL, LLC. Austin Seelye has been registered with the Securities and Exchange Commission (SEC) since October 18, 2021. Austin Seelye is a member of FINRA. Austin Seelye has passed numerous industry exams, including Series 66, Series 63, Series 10, Series 9, Series 34, Series 3, Series 7TO, and the SIE exam. Austin Seelye is also registered to provide investment advisory services in Texas. Charles Schwab & CO., Inc. offers a wide range of financial products and services, including investment advisory services, brokerage services, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TX
08/28/2024 - Present
Charles Schwab & CO., Inc. (Westlake TX)
TX
10/18/2021 - 07/29/2022
ROBINHOOD FINANCIAL, LLC (Westlake TX)
BOTH
Issued 08/28/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/02/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/20/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/19/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/27/2024
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 02/16/2023
Series 3 - National Commodity Futures Examination
BC
Issued 10/18/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/30/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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