Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Austin? Claim Your ProfileAustin Brooks is a financial professional with over 10 years of experience in the industry. Austin is currently registered with Houlihan Lokey Capital, Inc. in Texas. Prior to joining Houlihan Lokey Capital, Inc., Austin worked at M&A Securities Group, Inc., Capital One Securities, Inc., and Coastal Securities, Inc. Austin holds Series 63, Series 7, Series 79 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
12/14/2020 - Present
Houlihan Lokey Capital, Inc. (HOUSTON TX)
MO
08/10/2020 - 11/24/2020
M&A SECURITIES GROUP, INC. (KANSAS CITY MO)
TX
05/01/2013 - 08/31/2018
CAPITAL ONE SECURITIES, INC. (HOUSTON TX)
TX
09/27/2010 - 07/20/2012
COASTAL SECURITIES, INC. (HOUSTON TX)
BC
Issued 04/24/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 03/30/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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