Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Austin? Claim Your ProfileAustin Lyles is a financial advisor with over two years of experience in the industry. Austin is currently registered with Capital Client Group, Inc., and previously held registrations with FORESIDE FUND SERVICES, LLC and NYLIFE SECURITIES LLC. Austin holds the Series 7, 63, and 66 securities licenses. Austin is dedicated to providing comprehensive financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
TX
08/20/2024 - Present
Capital Client Group, Inc. (San Antonio TX)
FL
06/28/2023 - 07/09/2024
FORESIDE FUND SERVICES, LLC (Miami FL)
MI
04/11/2023 - 06/06/2023
NYLIFE SECURITIES LLC (GRAND RAPIDS MI)
BOTH
Issued 08/19/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/11/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2023
Series 7TO - General Securities Representative Examination
BC
Issued 04/11/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/09/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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